Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-21
  • PA RA
    APPROVED
    Since 2024-03-21

Branch Locations

301 Oxford Valley Rd Ste 1202A, Yardley, PA 19067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gibson & Mayer, Pc Yardley PA 09/1999 11/2024
Lpl Financial Llc Yardley PA 09/2009 09/2017
Cetera Advisors Llc Denver CO 09/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
J Gibson & Associates, Inc Yardley PA 10/2024 Present
44Th Street Capital Advisors Llc Yardley PA 07/2025 Present
  • 09/1999 → 11/2024
    Gibson & Mayer, Pc
    Yardley, PA
  • 09/2009 → 09/2017
    Yardley, PA
  • 09/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
  • 10/2024 → Present
    J Gibson & Associates, Inc
    Yardley, PA
  • 07/2025 → Present
    44Th Street Capital Advisors Llc
    Yardley, PA
Previous Registrations
  • 2015-09-18 → 2017-11-06
    Yardley, PA
    Morristown, NJ
  • 2009-09-08 → 2016-09-08
    Yardley, PA
  • 2006-05-17 → 2009-09-08
    Waterstone Financial Group, Inc.
    Boston, MA
    Yardley, PA
    Yardley, PA
Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITIES, ANNUITIES, & LONG TERM CARE 2. NAME OF OTHER BUSINESS: J GIBSON & ASSOCIATES, INC. INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, BOOKKEEPING, TAX AND CONSULTING SERVICES; 3. NAME OF OTHER BUSINESS: 44TH STREET CAPITAL ADVISORS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2025;, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-02-05
  • S63 Uniform Securities Agent State Law Examination
    1986-02-05
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Yardley, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor