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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-06
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-01-06
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1382 St. Route 12, Fox Lake, IL 60020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fox Lake IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Fox Lake IL 10/2012 Present
Previous Registrations
  • 2006-04-04 → 2012-10-01
    Chase Investment Services Corp.
    Johnsburg, IL
    Fox Lake, IL
    Lake Zurich, IL
    Fox Lake, IL
    Mchenry, IL
    Round Lake, IL
    Lake Zurich, IL
    Round Lake Beach, IL
    Hoffman Estates, IL
    Lake Zurich, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-03
S63 Uniform Securities Agent State Law Examination 1987-07-14
  • S66 Uniform Combined State Law Examination
    2006-04-03
  • S63 Uniform Securities Agent State Law Examination
    1987-07-14
Other Names
  • Elise Edna Snyder
  • Elise Edna Leszczynski

View on SEC IAPD

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