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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
55 E Grand Ave, Fox Lake, IL 60020 • United States
175 N Milwaukee Ave, Vernon Hills, IL 60061 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Palatine | IL | 12/2013 | 03/2021 |
| Bmo Harris Financial Advisors, Inc | Palatine | IL | 01/2014 | 03/2021 |
| Lpl Financial Llc | Buffalo Grove | IL | 03/2021 | 04/2021 |
| U.S. Bancorp Investments, Inc. | Fox Lake | IL | 04/2021 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Fox Lake | IL | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-16 |
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