Brenda Marie Duggan

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 12/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hingham, MA
• 12/2018 → 02/2021
  Stifel, Nicolaus & Company, Incorporated
  Plymouth, MA
• 02/2021 → Present
  Wells Fargo Clearing Services, Llc.
  Boston, MA

Previous Registrations

• 2018-12-14 → 2020-12-07
  Stifel, Nicolaus & Company, Incorporated
  Plymouth, MA
  Taunton, MA
• 2014-02-06 → 2018-12-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hingham, MA
  Taunton, MA

Other Businesses

NOTARY PUBLIC, NOT INVT RELATED, HOLBROOK, MA, NOTARY, START DATE 3/8/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. NANA'S ATTIC TREASURES; INV RELATED; DUXBURY, MA; 100% OWNERSHIP; START 05/01/2024; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; BUY AND SELL ANTIQUE ITEMS. UNIVERSAL LIFE CHURCH MINISTRIES, NOT INVT RELATED, SEATTLE, WA, RESIDENT CLERKY, START DATE 9/13/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, WEDDING OFFICIATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-28
• S63 Uniform Securities Agent State Law Examination
  1986-01-16

Other Names

• Brenda Marie Schwartz
• Brenda Marie Duggan
• Brenda M Duggan
• Brenda M Hammond
• Brenda Marie Hammond
• Brenda Marie Schwartz
• Brenda Marie Duggan