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Brian Douglas Trainer

LPl Financial LLC

Reading, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-15
  • PA RA
    APPROVED
    Since 2024-08-15

Branch Locations

2395 Lancaster Pike, Reading, PA 19607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Allentown PA 07/2016 02/2020
Bb&T Securities, Llc Boyertown PA 01/2018 02/2020
American Portfolios Financial Services, Inc. Reading PA 02/2020 08/2024
American Portfolios Advisors, Inc. Holbrook NY 02/2020 08/2024
Lpl Financial Llc Reading PA 08/2024 Present
  • 07/2016 → 02/2020
    Bb&T Investment Services, Inc.
    Allentown, PA
  • 01/2018 → 02/2020
    Bb&T Securities, Llc
    Boyertown, PA
  • 02/2020 → 08/2024
    American Portfolios Financial Services, Inc.
    Reading, PA
  • 02/2020 → 08/2024
    American Portfolios Advisors, Inc.
    Holbrook, NY
  • 08/2024 → Present
    Reading, PA
Previous Registrations
  • 2020-02-11 → 2024-08-16
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2018-01-02 → 2020-02-10
    Bb&T Securities, Llc
    Elverson, PA
    Morgantown, PA
    Charlotte, NC
    Allentown, PA
    Boyertown, PA
    Rockville, MD
  • 2016-07-13 → 2018-01-02
    Bb&T Investment Services, Inc.
    Elverson, PA
    Morgantown, PA
    Woodstock, GA
    Charlotte, NC
    Allentown, PA
    Boyertown, PA
  • 2014-01-21 → 2016-07-12
    Pottstown, PA
    Boyertown, PA
    Schaumburg, IL
  • 2012-05-01 → 2014-01-21
    Cetera Investment Services Llc
    Pottstown, PA
    Pottstown, PA
    Pottstown, PA
    West Chester, PA
    West Chester, PA
    Eagle, PA
    Exton, PA
    Elverson, PA
    Allentown, PA
    Boyertown, PA
  • 2010-04-29 → 2012-05-01
    Boyertown, PA
    Pottstown, PA
Other Businesses

1) 07/18/2024 - Good Life Companies - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 07/18/2024 - Brian Douglas Trainer - Non-Variable Insurance - Selling: Fixed Annuity, Fixed Life Insurance, Long Term Care Insurance Plans - Highland Capital Brokerage, Alpha Solutions Management - PA 1960 - Investment related - 4 Hours per month - Start date: 08/09/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-03
S63 Uniform Securities Agent State Law Examination 1986-04-03
  • S65 Uniform Investment Adviser Law Examination
    2001-03-03
  • S63 Uniform Securities Agent State Law Examination
    1986-04-03
Other Names
  • B Douglas Trainer
  • Doug Trainer
  • Doug Trainer

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