James Terry Bethea

Current Employers

Employment History

• 01/2015 → 06/2024
  Securities America Inc
  Birmingham, AL
• 01/2015 → 06/2024
  Securities America Advisors
  Birmingham, AL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Birmingham, AL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Birmingham, AL

Previous Registrations

• 2015-02-16 → 2024-06-14
  Securities America Advisors, Inc.
  Birmingham, AL
• 2011-08-08 → 2015-02-17
  Rfg Advisory, Llc
  Birmingham, AL
  Vestavia Hills, AL
• 2004-06-28 → 2011-08-08
  Securities America Advisors, Inc.
  Birmingham, AL
  Birmingham, AL
• 2003-12-02 → 2004-07-01
  Osaic Fa, Inc.
  Birmingham, AL
• 1992-11-30 → 2003-12-12
  Veravest Investment Advisors, Inc.
  Birmingham, AL

Other Businesses

1. NFP EXECUTIVE BENEFITS - PROSPECTING AND SALES OF BANK OWNED LIFE INSURANCE TO BANKS 2. BURNS-FAZZI BROCK -SALES OF CORPORATE OWNED LIFE INSURANCE TO CREDIT UNIONS 3. METROPOLITAN CHURCH TRUSTEE POSITION: advisory NATURE: Finance Committee Member Advise on Staff members decisions and expenditures, when asked. Review monthly expenses Provide insight to Pastor INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/15/2007 ADDRESS: 2800 Metropolitan Way, Birmingham AL 34543, United States 4. Securities America Advisors Position: Advisor Nature: Advisory Investment Related: Yes Hours: 100 Securities Trading Hours: 100 Start Date: 02/16/2015 Address: 2100 B Southbridge Parkway, Suite 257, Birmingham AL 35209, United States 5. BFB GALLAGHER POSITION: sales NATURE: Corporate owned Life Insurance to Credit Unions INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/25/2004 ADDRESS: 6525 Morrison Blvd, Suite 200, Charlotte NC 28211, United States DESCRIPTION: Sales of Corporate owned Life Insurance to Credit Unions 6. BETHEA ANGST AND HICKS POSITION: agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/15/1985 ADDRESS: 2100B Southbridge Parkway, Suite 257, Birmingham AL 35223, United States DESCRIPTION: Fulfilling the insurance requests for clients. Applications, Service, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-10
• S63 Uniform Securities Agent State Law Examination
  1986-04-29

Other Names

• Terry Bethea