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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2020-09-09
  • ND RA
    APPROVED
    Since 2020-09-09

Branch Locations

112 E Main Street, Beulah, ND 58523 • United States

12 S Main Street Suite 211, Minot, ND 58701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins. Co. Fargo ND 06/1985 Present
Nylife Securities Inc. Fargo ND 08/1985 Present
Eagle Strategies Llc Beulah ND 09/2020 Present
  • 06/1985 → Present
    New York Life Ins. Co.
    Fargo, ND
  • 08/1985 → Present
    Nylife Securities Inc.
    Fargo, ND
  • 09/2020 → Present
    Beulah, ND
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; Box 905, Beulah, ND 52583; Start Date 09/2023; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-12-07
  • S63 Uniform Securities Agent State Law Examination
    1985-12-07
Designations

View on SEC IAPD

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