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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-08-19 |
Branch Locations
512 W Main St, Beulah, ND 58523 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-19 |
| ND | RA | APPROVED | 2017-11-29 |
Branch Locations
209 Central Ave, Hazen, ND 58545 • United States
512 W Main St, Beulah, ND 58523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union State Bank | Hazen | ND | 01/2005 | Present |
| Investment Centers Of America, Inc. | Hazen | ND | 04/2005 | 11/2017 |
| Lpl Financial Llc | Hazen | ND | 11/2017 | Present |
| Gateway Wealth Partners, Llc | Appleton | WI | 06/2026 | Present |
1. 11/29/2017 - Investment Centers of America, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/16/2018 - Graney Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/16/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 4/5/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/12/2018 - 8 Hours Per Month During Securities Trading. 4. 08/03/2022 -Gateway Financial Partners- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Start Date- 08/03/2022 - 160 Hours Per Month/ 1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-04 |
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