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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| CA | RA | APPROVED | 2006-01-05 |
Branch Locations
11042 Aries Way, Mira Loma, CA 91752 • United States
The Canyon Crest Building 5055 Canyon Crest Drive, Riverside, CA 92507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2006 | 01/2021 |
| Cooper Associates | Mira Loma | CA | 01/1985 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2021 | Present |
1. FIXED INSURANCE SALES; AS AN AGENT; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. COOPERS ASSOCIATES; OWNER SECURITIES BUSINESS; INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-05-15 |
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