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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Montclair | CA | 11/2015 | 10/2023 |
| Wells Fargo Clearing Services Llc | Montclair | CA | 01/2018 | 10/2023 |
| U.S. Bancorp Investments, Inc. | Riverside | CA | 10/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Riverside | CA | 02/2026 | Present |
HK Real Estate Holdings, LLC; Investment-related; San Bernardino, CA; Real Estate Investments; Managing Member; Owner; 06/2024; 2 hours/ month; 0 hours/ trading; Manage cash flow and pay bills for the rental property. Property management will manage the day to day.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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