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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2013-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2013 | Present |
| Navigate Financial Inc. | Lacey | WA | 08/2013 | Present |
| Navigate Financial Inc. | Lacey | WA | 05/2021 | 01/2025 |
1. Owner, Navigate Financial, Inc., a private entity established to facilitate securities, advisory, and insurance business; As of 08/09/13; Approximately 15% time spent during regular business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Navigate Financial'; Conducted at branch; Investment related. 3. Co-owner, CNN Properties, LLC an entity created for the purpose of owning real estate in Olympia, WA & Lacey, WA; as of 9/01/2016; Less than 5% time spent during business hours; Conducted at branch; Investment related. 4. Co-owner & Member, OCC, LLC; private entity established to own and manage a recreational property located in Tahuya, WA; as of 09/01/2022; 0% time spent during regular business hours; Not conducted at Branch; Investment related. 5. Author, "Financial Reset" a book on financial wellbeing; Located in Traverse City, MI, as of 2015; 1% of time spent during business hours; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-08 |
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