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Derwin Bernard Dumont

LPl Financial LLC

Lacey, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-01-10
TX RA APPROVED_RES 2025-01-09
  • WA RA
    APPROVED
    Since 2025-01-10
  • TX RA
    APPROVED_RES
    Since 2025-01-09

Branch Locations

676 Woodland Square Loop Se Ste 302W, Lacey, WA 98503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2013 01/2025
Lpl Financial Llc Lacey WA 01/2025 Present
Previous Registrations
  • 2013-08-22 → 2025-01-10
    St Louis, MO
    Lacey, WA
    Olympia, WA
Other Businesses

1- 12/2024 / Stable Wealth / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 8 hrs during trading / start 1/8/2025 2- 12/2024 / Stable Wealth Advisors / DBA for LPL Business (entity for LPL business) / Inv Rltd / 120 hrs mnth / 8 hrs during trading / start 1/8/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-28
  • S66 Uniform Combined State Law Examination
    2013-06-28
Other Names
  • Micky Dumont
  • Derwin Bernard Dumont
  • Derwin Bernard Dumont

View on SEC IAPD

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