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William Matthew Lafond

LPl Financial LLC

Batavia, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-01
  • IL RA
    APPROVED
    Since 2025-05-01

Branch Locations

230 Douglas Rd, Batavia, IL 60510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William M. Lafond Batavia IL 08/1985 05/2025
Grove Point Investment, Llc Bethesda MD 08/2016 05/2025
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Batavia IL 05/2025 Present
  • 08/1985 → 05/2025
    William M. Lafond
    Batavia, IL
  • 08/2016 → 05/2025
    Grove Point Investment, Llc
    Bethesda, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 05/2025 → Present
    Batavia, IL
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Rockville, MD
    Batavia, IL
  • 2016-08-01 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Batavia, IL
  • 2013-09-03 → 2016-08-02
    Cetera Wealth Services, Llc
    Batavia, IL
    Georgetown, CT
  • 2004-06-02 → 2013-09-03
    Tower Square Securities, Inc.
    Batavia, IL
    Batavia, IL
  • 1998-09-11 → 2004-06-02
    Ws Griffith Securities, Inc.
    Rosemont, IL
Other Businesses

1- 05/2025 - William Lafond - Notary - Investment Related - At Reported Business Location(s) - Start Date 03/06/2000 - 0 hours per month/ during trading 2- 05/2025 - William Lafond - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/01/1985 - 1 hours per month/ during trading 3- 05/2025 - The Financial Group, Ltd. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/02/2025 - 160 hours per month/ during trading 4- 05/2025 - Chaney Lake Road Maintenance Association - Non-Profit Board Member - Chairperson - Not Investment Related - Wakefield, MI - Start Date 01/01/2018 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-14
  • S63 Uniform Securities Agent State Law Examination
    1986-01-14
Designations
Other Names
  • Bill Lafond

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