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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| William M. Lafond | Batavia | IL | 08/1985 | 05/2025 |
| Grove Point Investment, Llc | Bethesda | MD | 08/2016 | 05/2025 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Batavia | IL | 05/2025 | Present |
1- 05/2025 - William Lafond - Notary - Investment Related - At Reported Business Location(s) - Start Date 03/06/2000 - 0 hours per month/ during trading 2- 05/2025 - William Lafond - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/01/1985 - 1 hours per month/ during trading 3- 05/2025 - The Financial Group, Ltd. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/02/2025 - 160 hours per month/ during trading 4- 05/2025 - Chaney Lake Road Maintenance Association - Non-Profit Board Member - Chairperson - Not Investment Related - Wakefield, MI - Start Date 01/01/2018 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-01-14 |
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