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515 N. River Street Suite 100, Batavia, IL 60510-2390 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-09-10 |
Branch Locations
515 N. River Street Suite 100, Batavia, IL 60510-2390 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Batavia | IL | 06/2005 | Present |
| Masus Financial Group, Ltd. | Batavia | IL | 06/2005 | Present |
1. 5/4/2010 - Masus Financial Group, Ltd. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/16/2019 - Masus Financial Group, Ltd. - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 10/27/2018 - 1 Hour Per Month During Securities Trading - Notary Public. 3. 9/22/2020 - Masus Financial Group, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/16/2020 - 243 Hours Per Month/182 During Securities Trading - I provide investment advisory services through Masus Financial Group, Ltd., an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 243 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/2/2021 - Masus Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/22/2021 - 2 Hours Per Month During Securities Trading - Writing/Selling Life and Long Term Care.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-19 |
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