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Current Employers
Masus Financial Group, Ltd.

515 N. River Street Suite 100, Batavia, IL 60510-2390 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-09-10
  • IL RA
    APPROVED
    Since 2020-09-10

Branch Locations

515 N. River Street Suite 100, Batavia, IL 60510-2390 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Batavia IL 06/2005 Present
Masus Financial Group, Ltd. Batavia IL 06/2005 Present
Other Businesses

1. 5/4/2010 - Masus Financial Group, Ltd. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/16/2019 - Masus Financial Group, Ltd. - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 10/27/2018 - 1 Hour Per Month During Securities Trading - Notary Public. 3. 9/22/2020 - Masus Financial Group, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/16/2020 - 243 Hours Per Month/182 During Securities Trading - I provide investment advisory services through Masus Financial Group, Ltd., an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 243 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/2/2021 - Masus Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/22/2021 - 2 Hours Per Month During Securities Trading - Writing/Selling Life and Long Term Care.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-17
S63 Uniform Securities Agent State Law Examination 2010-06-19
  • S66 Uniform Combined State Law Examination
    2020-08-17
  • S63 Uniform Securities Agent State Law Examination
    2010-06-19

View on SEC IAPD

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