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100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-24 |
Branch Locations
5 Greentree Center Ste 201, Malton, NJ 08053 • United States
100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Captial Markets, Llc | Mount Laurel | NJ | 08/2012 | 12/2018 |
| Wells Fargo Clearing Services Llc | Marlton | NJ | 12/2018 | 01/2023 |
| Concurrent Investment Advisors D/B/A Spectrum Wealth Partners | Marlton | NJ | 01/2023 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 01/2023 | Present |
Alan Cohen is dually-registered with Concurrent Investment Advisors, LLC d/b/a Spectrum Wealth Partners and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Alan Cohen has served as an investment advisor representative for Concurrent Investment Advisors, LLC and a registered representative with PKS since 01/2023. Business is conducted from 8000 Sagemore Dr. STE8305 Marlton, NJ 08053. Approximately 90% of Alan Cohen's time is for services as an investment advisor representative and the balance as a registered representative. 2) 1. Fixed Insurance 2. Investment Related - Yes 3. See office of employment address 4. Fixed Insurance/Annuity 5. Agent 6. 1/20/2023 7. 10 hrs 8. 10 hrs 9. Provide insurance advice based on the needs of client(s). 3) 1. Impact Partner 2. Investment related - Yes 3. See office of employment address 4. Fixed Insurance/Annuity Business 5. Agent 6. 4.25.2023 7 1 Hr during trading hours 8. 2 hours outside of trading hours. 9. Providing insurance advice based on needs of client(s) 4) Spectrum Partners OBA LLC; Sole Proprietor; Investment related: No; 200 W Washington Square, APT 3402 Phila PA 19106 United States; Duties: Conduit for fixed insurance production ; 2023-07-05; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 30;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-11 |
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