David Lee Brumme

Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-15
IL	RA	APPROVED	2010-05-26

TX RA
APPROVED_RES

Since 2016-06-15
IL RA
APPROVED

Since 2010-05-26

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States

3038 Spring Mill Drive, Springfield, IL 62704 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Benjamin F. Edwards & Company, Inc.	St. Louis	MO	02/2010	Present

02/2010 → Present

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Previous Registrations

2010-03-12 → 2010-05-26

Bfe Asset Management, Llc

St. Louis, MO
2008-01-01 → 2010-02-17

Wells Fargo Clearing Services, Llc

Springfield, IL
2001-03-05 → 2008-01-01

A. G. Edwards & Sons, Inc.

Springfield, IL

Springfield, IL

St. Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-11-01

S63 Uniform Securities Agent State Law Examination

1985-11-01

View on SEC IAPD

Current Employers

Benjamin F. Edwards & Company, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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