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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-05-01
TX RA APPROVED_RES 2017-05-01
  • OK RA
    APPROVED
    Since 2017-05-01
  • TX RA
    APPROVED_RES
    Since 2017-05-01

Branch Locations

211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States

Oklahoma City, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bosc, Inc. Oklahoma City OK 05/2004 04/2017
Bank Of Oklahoma Oklahoma City OK 05/2004 04/2017
Wells Fargo Clearing Services, Llc Oklahoma City OK 04/2017 Present
  • 05/2004 → 04/2017
    Bosc, Inc.
    Oklahoma City, OK
  • 05/2004 → 04/2017
    Bank Of Oklahoma
    Oklahoma City, OK
  • 04/2017 → Present
    Oklahoma City, OK
Previous Registrations
  • 2004-05-03 → 2017-05-17
    Oklahoma City, OK
    Tulsa, OK
  • 1998-11-09 → 2004-05-13
    Banc One Securities Corporation
    Oklahoma City, OK
Other Businesses

KAPRI LLC, INV RELATED, OKLAHOMA CITY, OK, 16.667% OWNER, START: 4/2/2009, 0 HOURS, NO DUTIES. SAMDAK, LLC, INV RELATED, OKLAHOMA, CITY, OK, 50% OWNER, START: 2/1/2015, 0 HOURS, NO DUTIES. VARIOUS INHERITED OIL & GAS MINERAL RIGHTS; INV. RELATED; OKLAHOMA CITY, OK; START DATE 1/2020; 0 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-20
S63 Uniform Securities Agent State Law Examination 1985-11-05
  • S66 Uniform Combined State Law Examination
    1998-08-20
  • S63 Uniform Securities Agent State Law Examination
    1985-11-05
Other Names
  • Sam Cowan Price
  • Sam C. Price

View on SEC IAPD

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