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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2009-08-14 |
| TX | RA | APPROVED_RES | 2009-08-14 |
Branch Locations
205 Fairhope Ste. E., Fairhope, AL 36532 • United States
3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Mobile | AL | 08/2009 | Present |
1. AJM Scholarship Foundation; 751 Government St, Mobile, AL 36602; Scholarship foundation; President of Board of Directors; Preside over board meetings; 01/01/2022; 2 Hours per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-31 |
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