Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-22
AL RA APPROVED 2011-06-27
  • TX RA
    APPROVED
    Since 2019-05-22
  • AL RA
    APPROVED
    Since 2011-06-27

Branch Locations

308 Magnolia Ave Ste 200, Fairhope, AL 36532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2011 Present
Previous Registrations
  • 2009-06-05 → 2011-06-27
    Securities America Advisors, Inc.
    Fairhope, AL
  • 2008-01-18 → 2008-11-10
    Birmingham, AL
  • 2005-01-05 → 2008-01-28
    Amsouth Asset Management, Inc.
    Birmingham, AL
  • 2005-01-01 → 2005-01-05
    Amsouth Investment Management Company Llc
    Birmingham, AL
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 308 MAGNOLIA AVE, STE 200, FAIRHOPE, AL, 4/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 0/TRADING. 2) DOUGLAS F KENNEDY II DBA, KENNEDY & ASSOCIATES, 308 MAGNOLIA AVENUE, SUITE 200, FAIRHOPE, AL 36532, SINCE 11/10/08, SUPPORT DOUGLAS F KENNEDY II WITH ALL ASPECTS OF HIS BUSINESS. HE IS MY FATHER, 20 HOURS WEEKLY, 10 DURING TRADING HOURS. 3) FAIRHOPE SINGLE TAX CORPORATION, 336 FAIRHOPE AVE, FAIRHOPE, AL, SINCE 6/11 AS DIRECTOR/MEMBER/FINANCE COMMITTEE MEMBER.NIR - NON-PROFIT - 12 HR/MO - NO TRADING HOURS. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5) KENNEDY ADVISORY, 308 MAGNOLIA AVE STE 200, FAIRHOPE AL 36532, 02/2014, USING A TRADE NAME/DBA, INV REL, 160 HR/MO 122 HR/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-29
S65 Uniform Investment Adviser Law Examination 2004-12-21
  • S63 Uniform Securities Agent State Law Examination
    2008-12-29
  • S65 Uniform Investment Adviser Law Examination
    2004-12-21
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fairhope, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor