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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-09 |
| CT | RA | APPROVED | 2004-05-25 |
Branch Locations
6 Executive Dr., Ste 103, Farmington, CT 06032 • United States
Windsor, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc, Linsco / Private Ledger Corp. | Farmington | CT | 05/2004 | Present |
(1) 10/21/2009 - TUNXIS WEALTH MANAGEMENT - DBA ONLY - DBA ONLY - TUNXIS WEALTH MANAGEMENT -SELLING GROUP AND INDIVIDUAL HEALTH & LIFE. LONG TERM CARE INSURANCE, FIXED ANNUITIES. ALSO DBA AND WEBSITE FOR LPL BUSINESS - 10% TIME SPENT - FARMINGTON, CT 2) 06/06/2025 - RGB Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Dae:06/06/2025 - 160 Hrs/Mth - 33Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 1997-10-20 |
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