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Gary Peter Tasillo

LPl Financial LLC

Farmington, CT

Windsor, CT

CRD 1416830

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-09
CT RA APPROVED 2004-05-25
  • TX RA
    APPROVED_RES
    Since 2026-04-09
  • CT RA
    APPROVED
    Since 2004-05-25

Branch Locations

6 Executive Dr., Ste 103, Farmington, CT 06032 • United States

Windsor, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc, Linsco / Private Ledger Corp. Farmington CT 05/2004 Present
  • 05/2004 → Present
    Lpl Financial Llc, Linsco / Private Ledger Corp.
    Farmington, CT
Previous Registrations
  • 1998-07-28 → 2004-05-26
    Main Street Management Company
    Farmington, CT
Other Businesses

(1) 10/21/2009 - TUNXIS WEALTH MANAGEMENT - DBA ONLY - DBA ONLY - TUNXIS WEALTH MANAGEMENT -SELLING GROUP AND INDIVIDUAL HEALTH & LIFE. LONG TERM CARE INSURANCE, FIXED ANNUITIES. ALSO DBA AND WEBSITE FOR LPL BUSINESS - 10% TIME SPENT - FARMINGTON, CT 2) 06/06/2025 - RGB Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Dae:06/06/2025 - 160 Hrs/Mth - 33Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-08
S65 Uniform Investment Adviser Law Examination 1997-10-20
  • S63 Uniform Securities Agent State Law Examination
    1998-09-08
  • S65 Uniform Investment Adviser Law Examination
    1997-10-20

View on SEC IAPD

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