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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-09-19 |
Branch Locations
12017 Glen Arm Rd, Glen Arm, MD 21057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2010 | 09/2023 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2010 | 09/2023 |
| Lpl Financial Llc | Glen Arm | MD | 09/2023 | Present |
1) 09/2023 - Advanced Financial Consultants / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160 Hrs per month 2) 09/2023 - Advanced Tax, Accounting & Software Services / Tax Prep/Accounting/CPA / Inv. Related / Glen Arm MD / Start date 07/17/1989 - 80 Hrs per month - 30% Time spent 3) 09/2023 - Non-Variable Insurance Trails Only / Life, Health, Disability, Long Term Care, Fixed Annuities / Inv. Related / Glen Arm MD / Start date 07/17/1989 - 0 Hrs per montn 4) 09/2023 - Harford Restaurant Corporation DBA Silver Spring Mining Co / Business Owner / Restaurant / Not Inv. Related / St Bel Air MD - Start date 04/01/1997 - 5Hrs per month - 1% Time percent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-09 |
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