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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2016 | 09/2023 |
| Advanced Financial Consultants | Glen Arm | MD | 05/2013 | 09/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | 09/2023 |
| Lpl Financial | Glen Arm | MD | 09/2023 | Present |
1- 09/2023 / Advanced Financial Consultants / DBA for LPL Business (entity for LPL business) / INVSTMNT RLTD / 160 HRS MNTH / 40 HRS DURING TRADING / START DATE 7-7-1989 2- 09/2023 / Advanced Tax, Accounting & Software Services / Tax Prep/Accounting/CPA / INVSTMNT RLTD / 80 HRS MNTH / 20 HRS DURING TRADING / START DATE 7-7-1989
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-25 |
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