Jim D. Duncan

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1985 → Present
  Benchmark Financial
  Oklahoma City, OK
• 04/2014 → 11/2018
  Sii
  Oklahoma City, OK
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Oklahoma City, OK

Previous Registrations

• 2014-06-17 → 2018-11-02
  Signator Investors, Inc.
  Oklahoma City, OK
  Oklahoma City, OK
• 2002-09-30 → 2014-01-03
  Ameritas Investment Company, Llc
  Oklahoma City, OK
  Lincoln, NE
• 2001-10-30 → 2002-08-27
  Oneamerica Securities, Inc.
  Oklahoma City, OK

Other Businesses

1) BENCHMARK FINANCIAL GROUP, LLC POSITION: President NATURE: Benchmark Financial Group, LLC is an LLC Oklahoma Based Corp. It is an insurance agency, and an employee benefits agency. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 06/01/2018 ADDRESS: 2932 NW 122 #19, Oklahoma City OK 73120, United States DESCRIPTION: Agency Management, Supervision and Marketing. 2) BENCHMARK FINANCAL GROUP LLC POSITION: President NATURE: We are an LLC Insurance Agency. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/07/1985 ADDRESS: 2932 NW 122, Suite 19, Oklahoma City OK 73120, United States DESCRIPTION: Marketing, Sales and Administration. 3) BENCHMARK FINANCIAL GROUP, LLC POSITION: President NATURE: Benchmark Financial Group, LLC is an LLC Oklahoma Based Corp. It is an insurance agency, and an employee benefits agency. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 06/01/2018 ADDRESS: 2932 NW 122 #19, Oklahoma City OK 73120, United States DESCRIPTION: Agency Management, Supervision and Marketing.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-22
• S63 Uniform Securities Agent State Law Examination
  1986-11-20

Other Names

• Jim D Duncan
• Jimmy Dean Duncan