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45 Pine Grove Ave Suite 301, Kingston, NY 12401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2012-05-29 |
Branch Locations
45 Pine Grove Ave Suite 301, Kingston, NY 12401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miller/Howard Investments Inc. | Kingston | NY | 12/2011 | Present |
| Foreside Fund Services, Llc | Kingston | NY | 01/2016 | Present |
Miller/Howard Investments Inc. Kingston, NY, Investment Related, Asset Manager, Sales, Home Office Sales, Sales, 12/2011, 160 hrs/mo, 160 hrs/trading/mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-23 |
| S65 | Uniform Investment Adviser Law Examination | 1995-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-23 |
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