Richard W Leet

Current Employers

Employment History

• 05/1984 → 09/2019
  Nationwide Insurance Company
  Columbus, OH
• 09/1985 → 09/2019
  Nationwide Advisory Services, Inc.
  Lakewood, PA
• 10/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2019 → Present
  1938 Wealth Advisors
  Lakewood, PA
• 09/2019 → Present
  Vicus Capital, Inc.
  State College, PA
• 09/2018 → Present
  Eleven Roses Llc
  Hallstead, PA
• 01/1984 → Present
  Richard W. Leet Dba Rick Leet Agency
  Lakewood, PA
• 09/2020 → Present
  Rick Leet Agency Llc Dba Little And Nelson Insurance
  Montrose, PA
• 03/2023 → Present
  Infinity 82, Llc
  Honesdale, PA

Previous Registrations

• 2012-03-27 → 2019-10-01
  Nationwide Securities, Llc
  Lakewood, PA
  Lakewood, PA
  New Milford, PA

Other Businesses

1. NAME OF OTHER BUSINESS: VICUS CAPITAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFER ADVISORY PRODUCTS TO CLIENTS TITLE: IAR START DATE: 9/2019 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: IAR 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 16 APX NUMBER OF HOURS DURING TRADING HOURS: 16 TITLE: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, LONG-TERM CARE 3. NAME OF OTHER BUSINESS: RICHARD AND TANYA LEET - OFFICE BUILDING RENTAL INVESTMENT RELATED: NO ADDRESS: 18 COMO RD, LAKEWOOD, PA 18439 NATURE OF BUSINESS: OFFICE BUILDING TITLE: OWNER START DATE: 1985 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: OWN AND MANAGE OFFICE BUILDING 4. NAME OF OTHER BUSINESS: ELEVEN ROSES LLC; INVESTMENT RELATED: NO; ADDRESS: 321 MAIN ST, HALLSTEAD, PA 18822; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START: 9/2018; TITLE: OWNER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: COMMERCIAL REAL ESTATE RENTAL MANAGEMENT; 5. NAME OF OTHER BUSINESS: LEET HOMESTEAD INC. INVESTMENT RELATED: NO ADDRESS: 555 DIXIE HIGHWAY, STARRUCCA, PA 18462 NATURE OF BUSINESS: AIR BNB RENTAL POSITION/TITLE/RELATIONSHIP: PRESIDENT START DATE: 1999 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: MANAGE RENTALS 6. NAME OF OTHER BUSINESS: SHEHAWKEN TREE FARM, LLC INVESTMENT RELATED: NO ADDRESS: 555 DIXIE HIGHWAY, STARRUCCA, PA 18462 NATURE OF BUSINESS: GROW AND SELL EVERGREENS TITLE: OWNER/MANAGER START DATE: 1999 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: OWNER/MANAGER - BUSINESS IS WINDING DOWN 7. NAME OF OTHER BUSINESS: RICHARD W. LEET DBA RICK LEET AGENCY INVESTMENT RELATED: YES ADDRESS: : 18 COMO RD, LAKEWOOD, PA 18439 NATURE OF BUSINESS: P&C INSURANCE TITLE: OWNER/AGENT START DATE: 1984 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 DUTIES: OWNER/AGENT 8. NAME OF OTHER BUSINESS: 1938 WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: 18 COMO RD, LAKEWOOD, PA 18439 NATURE OF BUSINESS: FINANCIAL SERVICES TITLE: OWNER/CFP/IAR START DATE: 10/19 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 DUTIES: OWNER/CFP/IAR 9. NAME OF OTHER BUSINESS: RICK LEET AGENCY LLC DBA LITTLE AND NELSON INSURANCE; INVESTMENT RELATED: NO; ADDRESS: 66 PUBLIC AVE MONTROSE PA 18801; NATURE OF BUSINESS: INSURANCE; START DATE: 9/2020; TITLE: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; DUTIES: INSURANCE SALES AND MANAGEMENT OF OPERATIONS; 10. NAME OF OTHER BUSINESS: SHEHAWKEN CEMETERY ASSOC INC; INVESTMENT RELATED: NO; ADDRESS: SCOTT CENTER RD, STARRUCCA, PA 18462; NATURE OF BUSINESS: NON-PROFIT CEMETERY; START DATE: 10/2022; TITLE: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; DUTIES: ASSIST THE PRESIDENT IN DECISION MAKING, HELP WITH MAINTENANCE AS NECESSARY, ASSIST IN DIRECTING THE OPERATION OF THE CEMETERY; 11. NAME OF OTHER BUSINESS: INFINITY 82, LLC; INVESTMENT RELATED: NO; ADDRESS: 308 WILLOW AVE, HONESDALE, PA 18431; NATURE OF BUSINESS: PROFESSIONAL BUILDING LESSORS RISK; START DATE: 3/2023; TITLE: CO-OWNER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: MEMBER, CONSULTATION ONLY;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-03-15
• S63 Uniform Securities Agent State Law Examination
  1985-10-17

Designations

Other Names

• Rick Leet