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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-01-07 |
Branch Locations
25109 State Route 11, Hallstead, PA 18822 • United States
695 Grow Ave., Montrose, PA 18801 • United States
1026 Conklin Rd., Conklin, NY 13748 • United States
215 Erie Blvd., Susquehanna, PA 18847 • United States
273 Main St., Binghamton, NY 13905 • United States
83 East Tioga St, Tunkhannock, PA 18657 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hallstead | PA | 01/2016 | Present |
| Peoples Security Bank & Trust | Hallstead | PA | 01/2016 | Present |
1. 1/4/16-Peoples Security Wealth Advisors/DBA for LPL Business (entity for LPL business) 2. 1/4/16-Peoples Security Bank and Trust/Financial Institution Duty/1. Financial Advisor at PSBT. Referrals to the asset managment Group within the subsidiary will be part of the job function. A referral fee will be paid for accounts referred to the trust subsidiary. Model portfolios will be managed by the investment committee within the asset management group within the trust subsidiary. I will not participate in the investment committee. 2. Yes 3. no/100%/150 N. Washington Ave Scranton, PA 18503
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-16 |
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