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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2020-02-24 |
| TX | RA | APPROVED_RES | 2020-02-24 |
| MD | RA | APPROVED | 2014-05-21 |
Branch Locations
91 North Front Street, Kingston, NY 12401 • United States
Saratoga Springs, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Albany | NY | 05/2014 | 01/2025 |
| Morgan Stanley Smith Barney Llc | Kingston | NY | 01/2025 | Present |
*647199 - Rhonda Viapiano; Investment Related - No; Saratoga Springs, New York; Art/Culture; Artist (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2025; During Business Hours: 0; After Business Hours: 15; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-05 |
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