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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2020-02-24
TX RA APPROVED_RES 2020-02-24
MD RA APPROVED 2014-05-21
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2020-02-24
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • MD RA
    APPROVED
    Since 2014-05-21

Branch Locations

91 North Front Street, Kingston, NY 12401 • United States

Saratoga Springs, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Albany NY 05/2014 01/2025
Morgan Stanley Smith Barney Llc Kingston NY 01/2025 Present
  • 05/2014 → 01/2025
    Morgan Stanley Smith Barney Llc
    Albany, NY
  • 01/2025 → Present
    Morgan Stanley Smith Barney Llc
    Kingston, NY
Previous Registrations
Other Businesses

*647199 - Rhonda Viapiano; Investment Related - No; Saratoga Springs, New York; Art/Culture; Artist (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2025; During Business Hours: 0; After Business Hours: 15; Labor/Service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-18
S63 Uniform Securities Agent State Law Examination 1989-10-05
  • S65 Uniform Investment Adviser Law Examination
    2002-09-18
  • S63 Uniform Securities Agent State Law Examination
    1989-10-05
Other Names
  • Rhonda Lee Lessley
  • Rhonda Viapiano

View on SEC IAPD

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