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Ronald Takao Sera

Raymond James & Associates, Inc.

St. Petersburg, FL

Winnetka, CA

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL

Winnetka, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-22
  • CA RA
    APPROVED
    Since 2025-08-22

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Winnetka, CA • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-22
  • CA RA
    APPROVED
    Since 2025-08-22

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Winnetka, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 03/2008 04/2017
Cetera Wealth Services, Llc El Segundo CA 05/2017 04/2020
Cetera Investment Advisers Llc Schaumburg IL 05/2021 04/2025
Raymond James Financial Services, Inc Winnetka CA 08/2025 Present
Raymond James Financial Services Advisors, Inc Winnetka CA 08/2025 Present
Raymond James & Associates, Inc Winnetka CA 08/2025 Present
Unemployed Canyon Country CA 04/2020 05/2021
Unemployed Winnetka CA 04/2025 08/2025
Previous Registrations
  • 2023-06-29 → 2025-09-04
    Cetera Investment Advisers Llc
    Northridge, CA
    Winnetka, CA
  • 2020-04-21 → 2023-06-29
    Cetera Wealth Services, Llc
    Northridge, CA
    El Segundo, CA
    San Diego, CA
    Winnetka, CA
  • 2017-05-10 → 2020-04-20
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 2008-03-05 → 2017-05-04
    Financial West Group
    Westlake Village, CA
    Westlake Village, CA
    Westlake Village, CA
  • 2001-04-16 → 2008-03-18
    Independent Capital Management
  • 2002-06-24 → 1998-01-30
    Independent Capital Management
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-21
S63 Uniform Securities Agent State Law Examination 1994-08-22
  • S66 Uniform Combined State Law Examination
    2000-12-21
  • S63 Uniform Securities Agent State Law Examination
    1994-08-22
Other Names
  • Ron Sera

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
EAGLE ASSET MANAGEMENT INC · ST. PETERSBURG, FL
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