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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-01
  • TX RA
    APPROVED
    Since 2016-03-01

Branch Locations

1623 Central Blvd. Ste 200, Brownsville, TX 78520 • United States

Rancho Viejo, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bob Richardson & Associates, Inc. Brownsville TX 06/1986 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2016 Present
  • 06/1986 → Present
    Bob Richardson & Associates, Inc.
    Brownsville, TX
  • 03/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2016 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1-BOB RICHARDSON & ASSOCIATES INC, 1623 CENTRAL BLVD STE 200, BROWNSVILLE, TX, 4/1986 AS SECRETARY/TREASURER/Independent insurance agent for various independent insurance companies. INV REL - 8/MO - 8/TRADING. 2-International Bank of Commerce, Brownsville, 1600 Rueben Torres Blvd., Brownsville, TX 78526, director since 1/1/86, non-investment related, 4 hours monthly, no hours during trading. 3-RICHARDSON, RODRIGUEZ & ASSOCIATES LLC, 1623 CENTRAL BLVD, STE 200, BROWNSVILLE, TX, 1/2015. INV REL - OWNING MEMBER OF LLC FOR LIABILITY PURPOSES. 4-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5-ROBERT F RICHARDSON, 110 Padre Blvd., South Padre Island TX 78597, United States, 06/01/2022, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING 6-BOB RICHARDSON & ASSOCIATES, INC., 1623 Central Blvd., Suite 200, Brownsville TX 78520, 04/1986, Agent, Insurance/Benefits/Human Resources, NIR, 8 HR/MO, 8 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-20
S63 Uniform Securities Agent State Law Examination 1996-05-07
  • S65 Uniform Investment Adviser Law Examination
    2008-02-20
  • S63 Uniform Securities Agent State Law Examination
    1996-05-07
Other Names
  • Bob Richardson

View on SEC IAPD

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