Alec Bruce Abbott

Current Employers

Employment History

• 08/1999 → 10/2020
  Squar Milner Financial Advisors
  Irvine, CA
• 02/2019 → 10/2020
  Dfpg Investments, Inc
  Sandy, UT
• 11/2020 → 05/2024
  Baker Tilly Capital, Llc
  Irvine, CA
• 11/2020 → 05/2024
  Baker Tilly Wealth Management, Llc
  Irvine, CA
• 11/2020 → 05/2024
  Baker Tilly Us, Llp
  Irvine, CA
• 05/2024 → Present
  The Norden Group Llc
  Provo, UT

Previous Registrations

• 2020-11-02 → 2024-05-31
  Baker Tilly Wealth Management, Llc
  Madison, WI
  Irvine, CA
• 2000-06-26 → 2020-12-22
  Squar Milner Financial Services, Llc
  Newport Beach, CA
  Irvine, CA
• 2005-01-04 → 2005-01-05
  Sunamerica Securities, Inc.
  Newport Beach, CA
• 2001-04-30 → 2004-12-15
  Smart Investments Advisory Incorporated
  Newport Beach, CA

Other Businesses

Insurance Broker (self); Not investment-related; insurance sales to include Life, LTC, and DI; sole proprietor; independent contractor; 01/01/1989; 4-10 hours per month; 4-10 hours per month; Client services providing a benefit if client has an insurance need. Medalist Diversified REIT, Inc.; Yes; P.O. Box 8436 Richmond, VA 23226; Owns and manages commercial real estate; Member, board of advisors; Member, board of advisors; 08/01/2024; 2 hours; 2 hours; Advise and make non-binding recommendations to the Board of Directors of Medalist Diversified REIT, Inc. and the Company's Chief Executive Officer with respect to matters within the areas of their experience and expertise.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-23
• S63 Uniform Securities Agent State Law Examination
  1991-02-11