Paula E Gandy

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Baton Rouge, LA
• 10/2012 → Present
  Jpmorgan Chase Bank, N.A.
  Baton Rouge, LA

Previous Registrations

• 2006-11-29 → 2012-10-01
  Chase Investment Services Corp.
  Baton Rouge, LA
  Baton Rouge, LA
• 1996-11-13 → 2003-10-31
  Banc One Securities Corporation
  Baton Rouge, LA

Exams

• S66 Uniform Combined State Law Examination
  2016-04-07
• S65 Uniform Investment Adviser Law Examination
  1997-01-24
• S63 Uniform Securities Agent State Law Examination
  1990-10-19

Other Names

• Paula Nell Ensminger
• Paula Nell Gandy