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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-28 |
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
40 South Potomac Street Suite 300, Hagerstown, MD 21740-5757 • United States
Hagerstown, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Hagerstown | MD | 03/2009 | Present |
| City National Bank | Hagerstown | MD | 06/2017 | Present |
(1) CEDAR HILLS LAND ACQUISITION LLC; ADDRESS: 12608 AILANTHUS DRIVE HAGERSTOWN, MD 21742; BUSINESS DESCRIPTION: FARM LAND; NOT INVESTMENT RELATED; START DATE: 01/01/2010; CAPACITY: OWNER-ACTIVE; DUTIES: RENT TO FARMER; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) THE JOHN HERSHEY AND ANNA HERSHEY FAMILY FOUNDATION; ADDRESS: 12608 AILANTHUS DRIVE HAGERSTOWN, MD 21742; BUSINESS DESCRIPTION: PERSONAL FAMILY FOUNDATION; NOT INVESTMENT RELATED; START DATE: 07/30/2012; CAPACITY: OFFICER-PRESIDENT; DUTIES: EXERCISE GENERAL CHARGE AND SUPERVISION OVER THE AFFAIRS AND ASSETS OF THE CORPORATION, WILL SIGN AND EXECUTE CHECKS, CONTRACTS, AND OTHER OFFICIAL DOCUMENTS; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) ROSE HILL CEMETERY; ADDRESS: 600 S POTOMAC HAGERSTOWN, MD 21740; BUSINESS DESCRIPTION: NON-PROFIT CEMETERY; NOT INVESTMENT RELATED; START DATE: 02/12/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: PARTICIPATE IN THE DEVELOPMENT AND IMPLEMENTATION OF THE LONG TERM STRATEGY OF THE CORPORATION; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .50 (4) MERITUS HEALTH SYSTEM; ADDRESS: 324 E ANTIETAM ST HAGERSTOWN, MD 21740; BUSINESS DESCRIPTION: MANAGES FUNDS FOR ENDOWMENT; NOT INVESTMENT RELATED; START DATE: 12/05/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: FINANCE COMMITTEE; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (5) NAME OF ENTITY: Blue Water Asset Management ADDRESS: 12608 Ailanthus Drive, Hagerstown, MD 21742 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC to hold real estate CAPACITY: Owner START DATE: 10/17/2016 DUTIES: Purchase and manage commercial real estate HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-24 |
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