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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-03-25
  • MD RA
    APPROVED
    Since 2017-03-25

Branch Locations

1260 Maryland Ave Suite 106, Hagerstown, MD 21740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Hagerstown MD 01/2015 03/2017
Donald Spickler Insurance Llc Hagerstown MD 05/2010 Present
Mml Investors Services, Llc Hagerstown MD 03/2017 Present
Massmutual Life Insurance Company Hagerstown MD 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Hagerstown, MD
  • 05/2010 → Present
    Donald Spickler Insurance Llc
    Hagerstown, MD
  • 03/2017 → Present
    Hagerstown, MD
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Hagerstown, MD
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Hagerstown, MD
  • 2003-05-22 → 2015-01-02
    New England Securities
    Hagerstown, MD
    Hagerstown, MD
Other Businesses

(1) INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS - 15 SEC HOURS 5 NON-SEC HOURS - SERVICING PROPERTY & CASUALTY - SINCE 01/2010 (2) INDEPENDENT INSURANCE AGENT FROM BUSINESS ADDRESS- 5 HOURS SECURITIES - FIXED ANNUITIES - LIFE ACCIDENT AND HEALTH- - P&C - SINCE 3/2016 (3) OWNER - OAK VALLEY FARMS - FROM RESIDENTIAL ADDRESS - 0 SEC HOURS 4 NON-SEC HOURS - SINCE 11/2016 (4) NAME: WACO FCA LEADERSHIP BOARD, INV REL: N ADDR: 690 PENNSYLVANIA AVE, HAGERSTOWN, MD 21740, NATURE: FELLOWSHIP OF CHRISTIAN ATHLETES, CAMPS, YOUTH PROGRAMS, POSITION: LEADERSHIP BOARD MEMBER, START: 9/13/2023, NO HR/MO: 1 NO HR/MO DUR TRADING: 0 DUTIES: MONTHLY ONE HOUR MEETING WITH LEADERSHIP TEAM AND OTHER BOARD MEMBERS. VOLUNTEER AT YOUTH EVENTS IN OUR COMMUNITY. (5) NAME: DANIEL & CHARITY NORRIS INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: RENTAL PROPERTY POSITION: JOINT OWNER WITH WIFE START DATE: 10/30/2024 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OVERSIGHT AND OCCASIONAL MAINTENANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-16
S63 Uniform Securities Agent State Law Examination 2000-11-17
  • S65 Uniform Investment Adviser Law Examination
    2003-05-16
  • S63 Uniform Securities Agent State Law Examination
    2000-11-17
Other Names
  • Daniel Allen Norris

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