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Michael Francis Lebarge

Osaic Wealth, Inc.

Dover, NH

CRD 1413749

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-11-08
NH RA APPROVED 2018-11-02
  • ME RA
    APPROVED
    Since 2024-11-08
  • NH RA
    APPROVED
    Since 2018-11-02

Branch Locations

680 Central Ave Suite 301, Dover, NH 03820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 07/1985 11/2018
Osaic Wealth, Inc, Dover NH 11/2018 Present
  • 07/1985 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Dover, NH
Previous Registrations
  • 1998-12-02 → 2018-11-02
    Signator Investors, Inc.
    Andover, MA
    Dover, NH
Other Businesses

1. PYNE COVE COTTAGE POSITION: owner NATURE: Sole Proprietorship, Vacation cottage rental through HomeAwayvacation rental company INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 2 Stillwater Drive, Steuben ME 04680, United States DESCRIPTION: Owner of a cottage that we rent out occasionally when we are not using it 2. MICHAEL F LEBARGE - FIXED INSURANCE POSITION: Broker NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/05/2018 ADDRESS: 680 Central Ave - Suite 301, Dover NH 03820, United States DESCRIPTION: Sales/ Marketing of fixed annuities and non-variable Insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-21
S63 Uniform Securities Agent State Law Examination 1986-02-10
  • S65 Uniform Investment Adviser Law Examination
    1998-11-21
  • S63 Uniform Securities Agent State Law Examination
    1986-02-10

View on SEC IAPD

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