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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-11-08 |
| NH | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 07/1985 | 11/2018 |
| Osaic Wealth, Inc, | Dover | NH | 11/2018 | Present |
1. PYNE COVE COTTAGE POSITION: owner NATURE: Sole Proprietorship, Vacation cottage rental through HomeAwayvacation rental company INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 2 Stillwater Drive, Steuben ME 04680, United States DESCRIPTION: Owner of a cottage that we rent out occasionally when we are not using it 2. MICHAEL F LEBARGE - FIXED INSURANCE POSITION: Broker NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/05/2018 ADDRESS: 680 Central Ave - Suite 301, Dover NH 03820, United States DESCRIPTION: Sales/ Marketing of fixed annuities and non-variable Insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-10 |
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