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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-04-15
FL RA APPROVED 2024-09-09
TX RA APPROVED_RES 2020-08-19
NH RA APPROVED 2015-12-07
  • ME RA
    APPROVED
    Since 2025-04-15
  • FL RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED_RES
    Since 2020-08-19
  • NH RA
    APPROVED
    Since 2015-12-07

Branch Locations

383 Central Ave, Cocheco Mills Bldg # 3 Suite 251, Dover, NH 03820 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

New Smyrna Beach, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Dover NH 11/2015 Present
Private Advisor Group, Llc Dover NH 11/2015 Present
Previous Registrations
  • 2006-02-22 → 2015-12-02
    Portsmouth, NH
    Barrington, NH
    Dover, NH
    Rollinsford, NH
    Somersworth, NH
    Rochester, NH
    Rochester, NH
    Somersworth, NH
    Dover, NH
    Somersworth, NH
    Somersworth, NH
    Hudson, NH
Other Businesses

1. 11/24/2015 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/20/2015 - Time Spent 100%. 2. 10/17/2017 - Private Advisor Group - DBA: (Hybrid) Seacoast Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/09/2017 - 80 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 10/17/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/18/2017 - Seacoast Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/09/2017 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-29
S63 Uniform Securities Agent State Law Examination 1997-04-08
  • S65 Uniform Investment Adviser Law Examination
    1997-05-29
  • S63 Uniform Securities Agent State Law Examination
    1997-04-08
Designations

View on SEC IAPD

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