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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-04-15 |
| FL | RA | APPROVED | 2024-09-09 |
| TX | RA | APPROVED_RES | 2020-08-19 |
| NH | RA | APPROVED | 2015-12-07 |
Branch Locations
383 Central Ave, Cocheco Mills Bldg # 3 Suite 251, Dover, NH 03820 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
New Smyrna Beach, FL • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dover | NH | 11/2015 | Present |
| Private Advisor Group, Llc | Dover | NH | 11/2015 | Present |
1. 11/24/2015 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/20/2015 - Time Spent 100%. 2. 10/17/2017 - Private Advisor Group - DBA: (Hybrid) Seacoast Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/09/2017 - 80 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 10/17/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/18/2017 - Seacoast Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/09/2017 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-08 |
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