Larry Roy Friedenberg

Current Employers

Union Capital Company

6083 E. Grant Rd., Tucson, AZ 85712 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2007-07-13

TX RA
APPROVED

Since 2007-07-13

Branch Locations

6083 East Grant Road, Tucson, AZ 85712 • United States

Seguin, TX • United States

6083 E. Grant Road, Tucson, AZ 85712 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Larry Friedenberg	San Antonio	TX	05/1996	Present
Larry Friedenberg	San Antonio	TX	08/1999	Present
Union Capital Company	Tucson	AZ	01/2007	Present

05/1996 → Present

Larry Friedenberg

San Antonio, TX
08/1999 → Present

Larry Friedenberg

San Antonio, TX
01/2007 → Present

Union Capital Company

Tucson, AZ

Previous Registrations

2001-10-17 → 2007-01-10

Securities America Advisors, Inc.

San Antonio, TX

Other Businesses

FIXED INSURANCE SALES AGENT FOR VARIOUS INSURANCE COMPANIES. LICENSED LIFE, HEALTH, ANNUITY SALES. NON INVESTMENT RELATED, 8 HOURS PER MONTH. THE BUSINESS IS INSURANCE SALES, I AM THE SALESPERSON. THE BUSINESS STARTED MORE THAN 3 YEARS AGO. DEVOTE 8 HOURS PER MONTH DURING TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-10-16

S63 Uniform Securities Agent State Law Examination

1985-10-16

View on SEC IAPD

Current Employers

Union Capital Company

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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