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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-01-30 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Tiffin, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Tiffin | OH | 09/2014 | Present |
| Stonex Advisors Inc | Tiffin | OH | 01/2015 | Present |
1)KEVIN DICK - 560 MIAMI ST, TIFFIN, OH 44883 NATURE OF BUSINESS: LIFE INSURANCE SALES INVESTMENT RELATED: NO BUSINESS POSITION: LIFE INSURANCE AGENT BUSINESS DUTIES: LIFE INSURANCE SALES BUSINESS START DATE: 05/03/2005 APPROXIMATELY ONE HOUR SPENT ON THIS OBA MONTHLY, WITH ONE SPENT DURING MARKET HOURS. 2)KEVIN DICK ASSET MGT CO - 2023 E TOWNSHIP RD 122, TIFFIN, OH 44883 NATURE OF BUSINESS: DBA ONLY INVESTMENT RELATED: NO BUSINESS POSITION: OWNER BUSINESS DUTIES: OWN DBA BUSINESS START DATE: 10/01/2004 APPROXIMATELY ZERO HOURS SPENT ON THIS OBA MONTHLY. 3) Kevin Dick 2023 E Township 122 Tiffin, OH 44883 Date Started: 1/16/2019 Position: Owner of tractor NON-Investment related Nature: Tractor pulling. It is a hobby activity. Duties: Own the tractor and pull it at events Approximately how many hours per month spent on OBA: 8 hours During market hours: 0 Compensation: Possibility if "place" "win".
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-05-08 |
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