Mark Gerard Dewane

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Rbc Capital Markets Corporation
  Phoenix, AZ

Previous Registrations

• 1996-07-08 → 2009-05-21
  Ubs Financial Services Inc.
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

(1) MARICOPA INTEGRATED HEALTH SYSTEM; ADDRESS: 26TH ST & ROOSEVELT, PHOENIX, AZ; BUSINESS DESCRIPTION: COUNTY HOSPITAL; NOT INVESTMENT RELATED; START DATE: 06/12/2011; CAPACITY: BOARD OF DIRECTORS, ELECTED OFFICIAL; DUTIES: OVERSEE GOVERNANCE AND POLICIES; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) SCOTTSDALE BUSINESS DEVELOPMENT FORUM; ADDRESS: SKYSONG SCOTTSDALE RD AND MCDOWELL SCOTTSDALE, AZ; BUSINESS DESCRIPTION: BUSINESS DEVELOPMENT THINK TANK; NOT INVESTMENT RELATED; START DATE: 02/17/2012; CAPACITY: BOARD OF DIRECTORS, CHAIRMAN; DUTIES: LEAD MEETINGS, MEET WITH POTENTIAL BUSINESSES; HOURS DEVOTED PER WEEK: 3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (3) PHOENIX POLICE RESERVE FOUNDATION; ADDRESS: 620 WEST WASHINGTON STREET, ROOM 414, PHOENIX, AZ 85003 (POLICE RESERVE DIVISION); NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT FOUNDATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 12/21/2018; DUTIES: ATTEND BOARD MEETINGS-INTERACT WITH POLICE DEPARTMENT-GOOD WILL AMBASSADOR FOR POLICE-ATTEND PUBLIC EVENTS-RAISE AWARENESS TO POLICE WORK; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-01
• S63 Uniform Securities Agent State Law Examination
  1985-10-10

Other Names

• Mark Dewane