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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-29 |
| TX | RA | APPROVED_RES | 2026-01-29 |
Branch Locations
91 Longwater Circle Ste 300, Norwell, MA 02061 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Hingham | MA | 11/2015 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Norwell | MA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-15 |
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