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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-15 |
| FL | RA | APPROVED | 2024-09-20 |
| NC | RA | APPROVED | 2024-09-19 |
| NY | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L&M Planning Group | Amhearst | NY | 01/1983 | Present |
| Securities America Inc. | Amherst | NY | 09/2007 | 06/2024 |
| United States Golf Association | Far Hills | NJ | 01/2005 | Present |
| Williamsville North High School | Williamsville | NY | 11/1990 | Present |
| L&M Financial Services | Amherst | NY | 01/1982 | Present |
| Osaic Wealth, Inc. | Amherst | NY | 06/2024 | Present |
**GALAHER SETTLEMENTS POSITION: REFERRALS NATURE: STRUCTURED SETTLEMENTS INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2014 ADDRESS: 334 N. 115TH STREET, OMAHA NE 68154 DESCRIPTION: REFERRING CLIENTS WHO HAVE A NEED FOR A STRUCTURED SETTLEMENT. **L&M GROUP POSITION: Agent NATURE: Insurance Sales Agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2005 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226 DESCRIPTION: Insurance Sales **WILLIAMSVILLE CENTRAL SCHOOL POSITION: Hockey Coach NATURE: High School Hockey Coach INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 6 START DATE: 11/01/1990 ADDRESS: Hopkins road, Williamsville NY 14221 DESCRIPTION: Hockey Coach **UNITED STATES GOLF ASSOCIATION POSITION: Regional Affairs Chairman NATURE: REGIONAL AFFAIRS CHAIRMAN INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2005 ADDRESS: 77 Liberty Corner, Liberty Corner NJ 09838 DESCRIPTION: search out golf sites for USGA qualifier tournaments **FRORO POSITION: Owner NATURE: Vacation Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2020 ADDRESS: 170 Via Foresta Lane, Williamsville NY 14221 DESCRIPTION: This is a vacation and rental property that will only be rented when not being used for personal use. **BUFFALO DISTRICT GOLF ASSOCIATION POSITION: board member NATURE: BUFFALO DISTRICT GOLF ASSOCIATION -GOLF ASSOCIATION board member- INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2011 ADDRESS: 170 Via Foresta Lane, Williamsville NY 14221, United States DESCRIPTION: board member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-03 |
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