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John Lindley Spangler

Ubs Financial Services Inc.

Kansas City, MO

Kansas City, MO

Leawood, KS

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-06-09
TX RA APPROVED_RES 2023-10-10
KS RA APPROVED 2023-05-31
  • MO RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED_RES
    Since 2023-10-10
  • KS RA
    APPROVED
    Since 2023-05-31

Branch Locations

4622 Pennsylvania Avenue 8Th Floor, Kansas City, MO 64112 • United States

700 West 47Th Street Suite 500, Kansas City, MO 64112 • United States

Leawood, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Kansas City MO 07/1986 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-19
S63 Uniform Securities Agent State Law Examination 1985-11-05
  • S65 Uniform Investment Adviser Law Examination
    2025-09-19
  • S63 Uniform Securities Agent State Law Examination
    1985-11-05

View on SEC IAPD

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ADELINE ELIZABETH KROPF
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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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