Patsy Anne Stullenbarger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-06-17
TX	RA	APPROVED	2021-06-17

MD RA
APPROVED

Since 2021-06-17
TX RA
APPROVED

Since 2021-06-17

Branch Locations

29 N Liberty St, Cumberland, MD 21502 • United States

24445 Garrett Hwy, Suite 101, Mc Henry, MD 21541 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Cumberland	MD	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Cumberland	MD	11/2016	06/2021
Lpl Financial, Llc	Cumberland	MD	06/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Cumberland, MD
11/2016 → 06/2021

Wells Fargo Clearing Services, Llc

Cumberland, MD
06/2021 → Present

Lpl Financial, Llc

Cumberland, MD

Previous Registrations

1991-03-20 → 2021-06-21

Wells Fargo Clearing Services, Llc

Cumberland, MD

Mchenry, MD

Cumberland, MD

Cumberland, MD

Other Businesses

1) 2021 - DBA for LPL Business (entity for LPL business) - Boggs & Company Wealth Management - Investment Related - Cumberland, MD 21502 2) 2011 - Real Estate Rental - AP PROPERTIES, LLC - Investment Related - 15 E Railroad St, Lonaconing, MD 21539 3) 2011 - Real Estate Rental - AP PROPERTIES, LLC - Investment Related - 15b E Railroad St, Lonaconing, MD 21539 4) 2011 - Real Estate Rental - AP PROPERTIES, LLC - Investment Related - 18 E Railroad St, Lonaconing, MD 21539 5) 2011 - Real Estate Rental - AP PROPERTIES, LLC - Investment Related - 15 E Main Street Lonaconing, MD 21539 6) 2011 - Real Estate Rental - AP PROPERTIES, LLC - Investment Related - 22 Watercliffe Street Lonaconing, MD 21539 7) 2011 - Real Estate Rental - AP PROPERTIES, LLC - Investment Related - 19019 Water Street Barton MD 21521 8) 1990 - Notary - Patsy Stullenbarger - Not Investment Related - Cumberland, MD 21502

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-18
S63	Uniform Securities Agent State Law Examination	1987-06-19

S65 Uniform Investment Adviser Law Examination

1994-03-18
S63 Uniform Securities Agent State Law Examination

1987-06-19

Designations

Certified Financial Planner

Other Names

Patsy Anne Green
Patsy Anne Davis

View on SEC IAPD