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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-24 |
| TX | RA | APPROVED_RES | 2016-08-29 |
| MD | RA | APPROVED | 2009-08-04 |
Branch Locations
56 Baltimore Street, Cumberland, MD 21502-3026 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Cumberland | MD | 03/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-08 |
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