Best Investors Account Sign in

Michael Kent Tomshack

Morgan Stanley

Chattanooga, TN

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
TN RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • TN RA
    APPROVED
    Since 2009-06-01

Branch Locations

820 Broad Street, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chattanooga TN 04/2007 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Chattanooga, TN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chattanooga, TN
  • 2004-01-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Chattanooga, TN
    Chattanooga, TN
Other Businesses

SECRETARY WITH THE CHRISTOPHER PALLAS, LLC. SERVES AS THE SECRETARY OF THE WILLIAM C. PALLAS, MD FOUNDATION,INC. MICHAEL K TOMSHACK PHOTOGRAPHY; DONATE TIME MATERIALS AND EXPENSES TO LOCAL CHARITIES; 11/2010; 0 HOURS DURING BUSINESS AND 5 HOURS AFTER;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-06
S63 Uniform Securities Agent State Law Examination 1986-01-24
  • S65 Uniform Investment Adviser Law Examination
    1992-02-06
  • S63 Uniform Securities Agent State Law Examination
    1986-01-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chattanooga, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor