Kenneth Eugene Knapp

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1991 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Phoenix, AZ

Other Businesses

1.02/08/2010; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.06/06/2017; 345 AM LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 07/01/2000; 1hrs/mth; 0hrs during trading 3.09/07/2018; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Knapp Capital Management; Investment Related; at Reported Business Location(s); Start Date 08/29/2018; 0hrs/mth; 0hrs during trading 4.07/23/2026; Knapp Capital Management LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 07/14/2026; 160hrs/mth; 108hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-11-21