Jay William Stenzel

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1985 → 11/2016
  Waddell & Reed, Inc.
  Great Falls, MT
• 12/1985 → Present
  Various Insurance Carriers For W & R Insurance Agencies
  Great Falls, MT
• 10/2007 → Present
  Windy Bench Inc.
  Great Falls, MT
• 11/2016 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 1997-06-02 → 2016-11-23
  Waddell & Reed
  Missoula, MT
  Great Falls, MT
  Great Falls, MT
  Helena, MT
  Big Sandy, MT
  Missoula, MT

Other Businesses

1. Owner of Guide Star Financial, Inc., as of 11/18/2016, 5% of time spent during business hours, entity created to facilitate securities, advisory, and insurance businesses. Investment related, conducted from branch location 2. Fixed insurance sales, as of 11/18/2016, 5% of time spent during business hours, Investment related, conducted from branch location. 3. Owner and president of Windy Bench, Inc., cattle ranch that is leased out, as of 10/01/2007, 2% of time spent during business hours, Not investment related, not conducted from branch location. 4. Owner, GSF Holdings, LLC, an entity created for the purpose of buying and managing commercial real estate, as of 05/05/2022; 1% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-02
• S63 Uniform Securities Agent State Law Examination
  1985-11-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Jay Stenzel