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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-07 |
| MN | RA | APPROVED | 2016-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2003 | 12/2016 |
| Lpl Financial, Llc | Lake Elmo | MN | 12/2016 | Present |
1. 12/15/2016 - DECKVIEW PROPERTIES/ REAL ESTATE RENTAL/ 1%/ 12445 55TH ST N, SUITE B, LAKE ELMO, MN 55042 2. 12/15/2016 - SRE INVESTMENTS/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 100%/ LAKE ELMO, MN 3. 12/15/2016 - SCOTT ELLINGSON AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ LAKE ELMO, MN
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-09-04 |
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