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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-04-24
NY RA APPROVED 2021-06-20
  • MA RA
    APPROVED
    Since 2024-04-24
  • NY RA
    APPROVED
    Since 2021-06-20

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

New York, NY • United States

265 Franklin St Suite 1102, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kronish Associates New York NY 01/1992 Present
Kestra Investment Services, Llc. Boston MA 04/2016 Present
Kestra Advisory Services, Llc. Boston MA 04/2016 Present
  • 01/1992 → Present
    Kronish Associates
    New York, NY
  • 04/2016 → Present
    Kestra Investment Services, Llc.
    Boston, MA
  • 04/2016 → Present
    Boston, MA
Other Businesses

Name: Ben Kronish Investment Related: Yes Address: 355 Lexington Avenue, 10th Floor New York NY 10017 Nature of Business: Insurance Position, Title or Relationship: Board Member Start Date: 1/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Advisory Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Financial Architects Partners, LLC Investment Related: Yes Address: 800 Boylston Street, 26th Floor Boston MA 02119 Nature of Business: Insurance Position, Title or Relationship: Private Client Director Start Date: 1/1/2019 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Developing relationships with centers of influence to generate life insurance sales Name: FINANCIAL ARCHITECTS PARTNERS POSITION: Sales NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/04/2024 ADDRESS: 265 Franklin Street, Suite 1901, Boston MA 02110, United States DESCRIPTION: Selling Life, Disability, Annuity, Long-Term Care insurance products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-12-03
  • S63 Uniform Securities Agent State Law Examination
    1985-12-03

View on SEC IAPD

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