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Deborah J Wainwright

Rockefeller Financial LLC

Newtown, PA

Florham Park, NJ

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-02
TX RA APPROVED 2025-11-28
  • PA RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2025-11-28

Branch Locations

4 Caufield Place Suite 101, Newtown, PA 18940 • United States

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 08/1984 11/2025
Rockefeller Financial Llc Newtown PA 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-22
S63 Uniform Securities Agent State Law Examination 1990-11-15
  • S66 Uniform Combined State Law Examination
    2005-12-22
  • S63 Uniform Securities Agent State Law Examination
    1990-11-15
Other Names
  • Deborah Jean Macquarrie
  • Debbie Macquarrie
  • Debbie Wainwright
  • Deborah J Wainwright
  • Deborah J Wainwright

View on SEC IAPD

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