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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-09-27
  • CT RA
    APPROVED
    Since 2022-09-27

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

20 Waterside Drive Suite 202, Farmington, CT 06032 • United States

10 Waterside Drive Suite 104, Farmington, CT 06032 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Farmington CT 08/2010 09/2022
Brokers International Financial Services Farmington CT 09/2022 Present
  • 08/2010 → 09/2022
    Farmington, CT
  • 09/2022 → Present
    Brokers International Financial Services
    Farmington, CT
Previous Registrations
  • 2010-08-02 → 2022-09-27
    Cincinnati, OH
    Farmington, CT
    Fort Washington, PA
    Farmington, CT
  • 2015-03-10 → 2022-09-27
    Farmington, CT
  • 2008-10-23 → 2010-08-02
    Cincinnati, OH
    Cincinnati, OH
    Farmington, CT
  • 2005-01-10 → 2008-09-04
    Uvest Financial Services Group, Inc.
    Chicago, IL
    Farmington, CT
    Farmington, CT
  • 2004-10-28 → 2005-01-05
    Afs Brokerage, Inc.
    West Hartford, CT
Other Businesses

1) Fobar Corp; Not investment related; 227 Huckleberry Hill Rd, Avon, CT 06001; Commerical Real Estate; Owner; 01/01/1999; 0 hours per month; 0 hours during trading hours; collect rent on small commerical property 2) The Foschini Group LLC; Not Investment related; 10 Waterside Dr, Suite 104, Farmington, CT 06001; DBA for securities business; President; 07/01/2008; 10 hours per month; 10 hours during security hours; Sales of securities and fixed insurance products. 3) American insurance group LLC; Not investment related; 10 Waterside Dr, Suite 104, Farmington, CT 06001; Property and Casuality insurance; Partner/ part owner; 03/01/2018; 1 hour per month; 1 hour during security hours; Property and Casuality insurance sales 4) American Senior Benefits; Not Investment related; 10 Waterside Dr, Suite 104, Farmington, CT 06001; Fixed Insurance sales; Regional Sales Manager; 07/01/2008; 30 hours per month; 30 hours during security hours; Fixed Insurance sales, health care, P&C, manage 50 non-registered reps 5) Integrity Marketing; not investment related; 10 Waterside Dr, Suite 104, Farmington, CT 06001; Runs the Foshcini Group; managing partner; 12/23/2021; 30 hours per month; 30 hours during security hours; runs the Foschini Group

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-18
S63 Uniform Securities Agent State Law Examination 2000-12-18
  • S65 Uniform Investment Adviser Law Examination
    2004-10-18
  • S63 Uniform Securities Agent State Law Examination
    2000-12-18
Other Names
  • Al Foschini

View on SEC IAPD

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